Retirement Plan Recordkeeping Services

Services

Quality control certification, checked guarantee of standard of company product. Concept on virtual screen.

Fiduciary Advisor Services

Participant enrollment and communication – Timely
Annual or quarterly employer and employee investment education – Thorough
Provides low cost, quality-tested investment options -- Transparency
Oversees Plan service providers -- Teamwork
Fiduciary investment advice is provided solely in the interest of participants and employers -- Integrity
Diversified plan investments and pre-approved age-based models --
Access to a brokerage account in addition to diversified fund selections
Annual plan summary
Personal and business planning services
Fee disclosure review and distribution

Recordkeeping Services

Plan Recordkeeping – accurate recordkeeping system using Schwab
Plan Administration – Coordinating Liaison between Advisor, Sponsor, trustee/administrator, custodian and TPA
Assistance with plan creation
Tracking money in and out of plan (all types of contributions, distributions, loans, payments, fees, rollovers, and other withdrawals)
Balancing of fund positions in accordance with participant requests
Online account access
Reporting necessary for sponsors/employers
Updating daily pricing and values
Selects custodian to hold plan assets and execute transactions for best execution

Sponsor Services

Guidance with all aspects of creating and managing a 401(k) plan
Administrative assistance and guidance with proper data to provide to plan partners
Personal wealth management and retirement planning service
A menu of investment options, including a self-directed brokerage account
Fiduciary financial planning services for the business and business owner
Fee transparency – we review every type of fee all parties may charge
Guidance for adhering to ERISA guidelines
A to Z explanation and management of the 401(k) plan

Participant Services